Kerry Campbell - May 18, 2021 Form 4 Insider Report for Wheeler Real Estate Investment Trust, Inc. (WHLR)

Role
Director
Signature
/s/ Kerry Campbell
Stock symbol
WHLR
Transactions as of
May 18, 2021
Transactions value $
-$56,178
Form type
4
Date filed
5/19/2021, 05:16 PM
Next filing
Aug 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WHLR Common Stock 100K May 18, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WHLR Series D Cumulative Convertible Preferred Stock Sale -$56.2K -3.12K -100% $18.00 0 May 18, 2021 Common Stock 4.6K $16.96 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series D Cumulative Convertible Preferred Stock (the "Series D Stock") was tendered to the Issuer in the Issuer's modified Dutch auction tender offer which expired on May 14, 2021.
F2 As disclosed in the Issuer's Form 8-K filed with the SEC on April 3, 2017, each share of Series D Stock is convertible into 1.474 shares of the Issuer's common stock. The Series D Stock has no expiration date.