Donald M. Soffer - May 12, 2021 Form 4 Insider Report for Longeveron Inc. (LGVN)

Role
Director, 10%+ Owner
Signature
/s/ Paul T. Lehr, attorney-in-fact
Stock symbol
LGVN
Transactions as of
May 12, 2021
Transactions value $
$0
Form type
4
Date filed
5/14/2021, 04:11 PM
Next filing
Apr 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LGVN Common Stock Award $0 +5K +3.26% $0.00 159K May 12, 2021 Direct F1, F2
holding LGVN Common Stock 7.77M May 12, 2021 Held by affiliated entity F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock units subject to time-based vesting requirements.
F2 Includes 58,514 Restricted Stock Units.
F3 Shares held by affiliated entity, for which reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.
F4 Amount includes 7,772,902 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.