Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | AUID | Common Stock, $0.0001 par value per share | 5.89M | May 5, 2021 | Direct |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AUID | Stock Options | Award | $0 | +1.65M | $0.00 | 1.65M | May 5, 2021 | Common Stock, $0.0001 par value per share | 1.65M | $0.24 | Direct | F3 | |
holding | AUID | Common Stock Purchase Warrant | 250K | May 5, 2021 | Common Stock, $0.0001 par value per share | 250K | $0.15 | Direct | ||||||
holding | AUID | Amended and Restated Promissory Notes | 15M | May 5, 2021 | Common Stock, $0.0001 par value per share | 15M | $0.20 | See footnote | F1 | |||||
holding | AUID | 15% Convertible Note | 375K | May 5, 2021 | Common Stock, $0.0001 par value per share | 375K | $0.20 | Direct | ||||||
holding | AUID | Interest Shares | 3.31M | May 5, 2021 | Common Stock, $0.0001 par value per share | 3.31M | $0.20 | See Footnote | F2 |
Id | Content |
---|---|
F1 | Represents 15,000,000 shares of common stock that may be issued upon the conversion of principal at $0.20 per share under that certain Amended & Restated Secured Promissory Note in the principal amount as of the date hereof $2,000,000 issued to the Theodore Stern Revocable Trust (the "Trust"). |
F2 | Represents 3,310,000 shares of common stock that may be issued upon the conversion of interest accrued at $0.20 per share under that certain Unsecured Promissory Note in the principal amount as of the date hereof $2,000,000 issued to the Trust. |
F3 | On May 5, 2021, the Company granted Mr. Stern a Non-Statutory Option to acquire 1,645,521 shares of common stock at an exercise price of $0.24 per share with 973,880 shares vesting upon grant of Non-Statutory Option and 671,641 shares of common stock underlying the stock options vesting over twelve months. |