Thomas Szoke - May 5, 2021 Form 4 Insider Report for Ipsidy Inc. (AUID)

Role
Chief Solutions Architect, Director
Signature
/s/ Thomas Szoke
Stock symbol
AUID
Transactions as of
May 5, 2021
Transactions value $
$0
Form type
4
Date filed
5/7/2021, 04:06 PM
Next filing
Mar 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AUID Common Stock, $.0001 par value 19.1M May 5, 2021 Direct
holding AUID Common Stock, $.0001 par value 3M May 5, 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUID Stock Options Award $0 +1M $0.00 1M May 5, 2021 Common Stock, $0.0001 par value per share 1M $0.24 Direct F2
holding AUID Stock Options 10M May 5, 2021 Common Stock, $0.0001 par value per share 10M $0.45 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
F2 Shares of common stock underlying the stock options vest one third on each anniversary of grant subject to continued service to Ipsidy Inc. and subject to a prior Change of Control.