Marianne Boyd Johnson - 31 Dec 2024 Form 5 Insider Report for WESTERN ALLIANCE BANCORPORATION (WAL)

Role
Director
Signature
/s/Jessica Jarvi (Attorney-in-fact)
Issuer symbol
WAL
Transactions as of
31 Dec 2024
Net transactions value
+$1,819
Form type
5
Filing time
10 Feb 2025, 17:36:28 UTC
Previous filing
04 Sep 2024
Next filing
06 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAL Common Stock Small acquisition under Rule 16a-6 $881 +11 +0.44% $80.10 2,486 03 Sep 2024 Samuel J. Johnson (spouse) F1
transaction WAL Common Stock Small acquisition under Rule 16a-6 $938 +10 +0.4% $93.80 2,496 02 Dec 2024 Samuel J. Johnson (spouse) F1
holding WAL Common Stock 7,351 31 Dec 2024 Direct
holding WAL Common Stock 149,634 31 Dec 2024 The Marianne E. Boyd Trust, dated January 9, 2007
holding WAL Common Stock 7,714 31 Dec 2024 Marianne Boyd Johnson Subtrust of the Boyd 2005 Irrevocable Trust dated April 14, 2005
holding WAL Common Stock 7,714 31 Dec 2024 Samuel J. Boyd Subtrust of the Boyd 2005 Irrevocable Trust dated April 14, 2005
holding WAL Common Stock 10,797 31 Dec 2024 William R. Boyd Subtrust of The Boyd 2005 Irrevocable Trust dated April 15, 2005
holding WAL Common Stock 19,913 31 Dec 2024 Sean William Johnson Inheritance Trust
holding WAL Common Stock 148,525 31 Dec 2024 WSB-WAL LLC
holding WAL Common Stock 4,010,189 31 Dec 2024 SMW WAL Irrevocable Trust, dated March 13, 2023 F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 WAL's quarterly dividends paid on certain shares held by the reporting person were reinvested in additional shares of the Company's stock. These transactions were inadvertently effectuated within six months of a matching disposition. Accordingly, the Reporting Person realized short-swing profits of $9.90 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the sale of securities on August 30, 2024 and subsequent acquisition of the Issuer's common shares reported herein. The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions. The reporting person has since changed the reinvestment elections to avoid inadvertent matchable transactions in the future.
F2 The reporting person is the Trustee of SMW WAL Irrevocable Trust and disclaims beneficial ownership in all but 1,336,730 shares.