Barbara Kennedy - 06 Feb 2025 Form 4 Insider Report for WESTERN ALLIANCE BANCORPORATION (WAL)

Role
Chief Human Resources Officer
Signature
/s/Jessica Jarvi (Attorney-in-fact)
Issuer symbol
WAL
Transactions as of
06 Feb 2025
Net transactions value
-$88,991
Form type
4
Filing time
10 Feb 2025, 17:36:17 UTC
Previous filing
17 Jan 2025
Next filing
19 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAL Common Stock Award $0 +1,766 +22% $0.000000 9,743 06 Feb 2025 Direct
transaction WAL Common Stock Tax liability $61,395 -683 -7% $89.89 9,060 07 Feb 2025 Direct
transaction WAL Common Stock Tax liability $27,596 -307 -3.4% $89.89 8,753 08 Feb 2025 Direct
holding WAL Common Stock 22,797 06 Feb 2025 Barbara and Ted Kennedy TTEE Kennedy Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAL Cash Settled Restricted Stock Units Award +2,649 2,649 06 Feb 2025 Common Stock 2,649 Direct F1, F2
transaction WAL Restricted Stock Units Award $0 +1,104 +19% $0.000000 7,015 06 Feb 2025 Common Stock 1,104 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.
F2 These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning February 2025 and ending January 2028.
F3 Each restricted stock unit represents a contingent right to receive one share of WAL common stock.
F4 The restricted stock units are payable upon the Reporting Person's Qualified Retirement from the Company as described in the Plan documents.
F5 The number of restricted stock units beneficially owned by the reporting person following the transaction includes the reinvestment of WAL's quarterly dividends, which resulted in an additional 49 restricted stock units.