Barbara Kennedy - Jun 15, 2024 Form 4 Insider Report for WESTERN ALLIANCE BANCORPORATION (WAL)

Role
Chief Human Resources Officer
Signature
/s/Jessica Jarvi (Attorney-in-fact)
Stock symbol
WAL
Transactions as of
Jun 15, 2024
Transactions value $
-$5,920
Form type
4
Date filed
6/18/2024, 05:13 PM
Previous filing
May 17, 2024
Next filing
Jul 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAL Common Stock Options Exercise +101 +0.53% 19.2K Jun 15, 2024 Direct F1, F2
transaction WAL Common Stock Disposed to Issuer -$5.92K -101 -0.53% $58.61 19.1K Jun 15, 2024 Direct
holding WAL Common Stock 22.8K Jun 15, 2024 Barbara and Ted Kennedy TTEE Kennedy Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAL Cash Settled Restricted Stock Units Options Exercise -101 -3.04% 3.22K Jun 15, 2024 Common Stock 101 Direct F1, F2
transaction WAL Restricted Stock Units Award $0 +5.86K $0.00 5.86K Jun 17, 2024 Common Stock 5.86K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.
F2 Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.
F3 Each restricted stock unit represents a contingent right to receive one share of WAL common stock.
F4 The restricted stock units are payable upon the Reporting Person's Qualified Retirement from the Company as described in the Plan documents.