Jessica H. Jarvi - 15 Feb 2024 Form 4 Insider Report for WESTERN ALLIANCE BANCORPORATION (WAL)

Role
CLO & Secretary
Signature
Jessica H. Jarvi
Issuer symbol
WAL
Transactions as of
15 Feb 2024
Net transactions value
-$57,022
Form type
4
Filing time
20 Feb 2024, 17:03:05 UTC
Previous filing
12 Feb 2024
Next filing
19 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAL Common Stock Award $0 +1,566 +14% $0.000000 13,080 15 Feb 2024 Direct
transaction WAL Common Stock Tax liability $44,548 -713 -5.5% $62.48 12,367 15 Feb 2024 Direct
transaction WAL Common Stock Tax liability $12,474 -205 -1.7% $60.85 12,162 16 Feb 2024 Direct
holding WAL Common Stock 2,075 15 Feb 2024 WAL 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WAL Cash Settled Restricted Stock Units 2,071 15 Feb 2024 Common Stock 2,071 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares held in the 401K Plan to include employer match as of 2/8/24.
F2 Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.
F3 These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.