| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTLD | Common Stock | Gift | $0 | -10M | -58.51% | $0.00 | 7.09M | May 14, 2024 | Co-Trustee of Trust | F1, F2 |
| transaction | HTLD | Common Stock | Gift | $0 | +10M | +541.39% | $0.00 | 11.8M | May 14, 2024 | Trustee of GRATs | F1, F3 |
| holding | HTLD | Common Stock | 1.15M | May 14, 2024 | Trustee of Trust | F4, F5 | |||||
| holding | HTLD | Common Stock | 290K | May 14, 2024 | Spouse is Trustee of Shares Held by Trust | F6 | |||||
| holding | HTLD | Common Stock | 4.28M | May 14, 2024 | Co-Trustee of Trust | F7 | |||||
| holding | HTLD | Common Stock | 38.4K | May 14, 2024 | Trustee of Trusts | F8 | |||||
| holding | HTLD | Common Stock | 5M | May 14, 2024 | Co-Trustee of Trust | F9 | |||||
| holding | HTLD | Common Stock | 1.94M | May 14, 2024 | Co-General Partner of Partnership | F10 |
| Id | Content |
|---|---|
| F1 | The Ann S. Gerdin Revocable Trust transferred shares to four grantor retained annuity trusts (GRATs) for the benefit of Ann S. Gerdin. |
| F2 | Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen. |
| F3 | Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs. Beneficial ownership is disclaimed. |
| F4 | Share amount updated to reflect a change in form of beneficial ownership between directly owned by Mr. Gerdin and owned by the Michael J. Gerdin Revocable Trust. |
| F5 | Mr. Gerdin is the trustee of the Michael J. Gerdin Revocable Trust with voting and dispositive power. |
| F6 | Mr. Gerdin's spouse is the trustee of the Michael J. Gerdin Family Trust with voting and dispositive power. Beneficial ownership is disclaimed. |
| F7 | Mr. Gerdin is one of the beneficiaries of the 2009 Gerdin Heartland Trust. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees. |
| F8 | Mr. Gerdin is the trustee of trusts created for the benefit of his children. As trustee, Mr. Gerdin has voting and dispositive powers with respect to the trusts. Beneficial ownership is disclaimed. |
| F9 | Mr. Gerdin is one of the beneficiaries of the 2007 Gerdin Heartland Trust. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without the consent of the other two trustees. |
| F10 | The Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are co-general partners of Gerdin Family Investments LP. None of the Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, or Mrs. Janssen has voting and dispositive powers with respect to this partnership without consent of the majority of the other co-general partners. Beneficial ownership is disclaimed except to the extent of each such reporting person's percentage ownership of general and limited partner shares in the partnership. |