Mill Road Capital III, L.P. - 17 May 2024 Form 3 Insider Report for ALTA EQUIPMENT GROUP INC. (ALTG)

Role
10%+ Owner
Signature
/s/ Deven Petito, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P.
Issuer symbol
ALTG
Transactions as of
17 May 2024
Net transactions value
$0
Form type
3
Filing time
24 May 2024, 14:17:05 UTC
Previous filing
17 May 2024
Next filing
24 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ALTG Common Stock, $0.0001 par value 3,486,594 17 May 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALTG Put options (obligation to buy) 17 May 2024 Common Stock 535,200 $10.00 Direct F1, F2
holding ALTG Put options (obligation to buy) 17 May 2024 Common Stock 37,800 $12.50 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2 Each put option became exercisable on the date purchased, which dates range from 3/5/2024 to 5/10/2024.
F3 Each put option became exercisable on the date purchased, which dates range from 3/12/2024 to 3/14/2024.