David Raun - 01 Apr 2024 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
Director
Signature
/s/ David Raun
Issuer symbol
OSS
Transactions as of
01 Apr 2024
Net transactions value
+$29,999
Form type
4
Filing time
03 Apr 2024, 19:34:59 UTC
Previous filing
15 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Options Exercise $29,999 +13,953 +3.4% $2.15 425,597 01 Apr 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSS Warrant (right to buy) Options Exercise $0 -13,953 -100% $0.000000* 0 01 Apr 2024 Common Stock 13,953 $2.15 By Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Warrant is held directly by the Raun Family Trust and indirectly by Dave Raun as Trustee of the Trust.