David Raun - Apr 1, 2024 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
Director
Signature
/s/ David Raun
Stock symbol
OSS
Transactions as of
Apr 1, 2024
Transactions value $
$29,999
Form type
4
Date filed
4/3/2024, 07:34 PM
Previous filing
Aug 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Options Exercise $30K +14K +3.39% $2.15 426K Apr 1, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSS Warrant (right to buy) Options Exercise $0 -14K -100% $0.00* 0 Apr 1, 2024 Common Stock 14K $2.15 By Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Warrant is held directly by the Raun Family Trust and indirectly by Dave Raun as Trustee of the Trust.