| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GOOG | Class C Capital Stock | Sale | -$1.83M | -12.1K | -19.87% | $151.19 | 48.7K | Mar 27, 2024 | By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | |
| holding | GOOG | Class C Capital Stock | 35.6K | Mar 27, 2024 | Direct | ||||||
| holding | GOOG | Class C Google Stock Units | 30.9K | Mar 27, 2024 | Direct | F1 | |||||
| holding | GOOG | Class C Google Stock Units | 98.7K | Mar 27, 2024 | Direct | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/12th of the GSU grant vested on March 25, 2022 and an additional 1/12th will vest quarterly thereafter until fully vested, in each case subject to continued employment on the applicable vesting dates. |
| F2 | 1/6th of the GSU grant vested on June 25, 2023 and an additional 1/12th of the grant will vest quarterly thereafter until fully vested, in each case subject to continuing employment on the applicable vesting dates. |
Transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Arete Trust on May 31, 2023.