Sonia M. Dumbleton - 19 Mar 2024 Form 4 Insider Report for FINANCIAL INSTITUTIONS INC (FISI)

Role
Senior Vice President
Signature
Sonia M. Dumbleton
Issuer symbol
FISI
Transactions as of
19 Mar 2024
Net transactions value
-$7,627
Form type
4
Filing time
21 Mar 2024, 16:05:14 UTC
Previous filing
23 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FISI Common Stock Options Exercise +1,012 +14% 8,410 19 Mar 2024 Direct F1
transaction FISI Common Stock Tax liability $7,627 -417 -5% $18.29 7,993 19 Mar 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FISI Restricted Stock Unit Award $0 +430 $0.000000 430 19 Mar 2024 Common Stock 430 Direct F1
transaction FISI Restricted Stock Unit Options Exercise $0 -430 -100% $0.000000* 0 19 Mar 2024 Common Stock 430 Direct F2
transaction FISI Restricted Stock Unit Options Exercise $0 -582 -100% $0.000000* 0 19 Mar 2024 Common Stock 582 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
F2 Restricted stock units convert into shares of common stock on a one-for-one basis.