Sonia M. Dumbleton - Mar 19, 2024 Form 4 Insider Report for FINANCIAL INSTITUTIONS INC (FISI)

Role
Senior Vice President
Signature
Sonia M. Dumbleton
Stock symbol
FISI
Transactions as of
Mar 19, 2024
Transactions value $
-$7,627
Form type
4
Date filed
3/21/2024, 04:05 PM
Previous filing
Mar 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FISI Common Stock Options Exercise +1.01K +13.68% 8.41K Mar 19, 2024 Direct F1
transaction FISI Common Stock Tax liability -$7.63K -417 -4.96% $18.29 7.99K Mar 19, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FISI Restricted Stock Unit Award $0 +430 $0.00 430 Mar 19, 2024 Common Stock 430 Direct F1
transaction FISI Restricted Stock Unit Options Exercise $0 -430 -100% $0.00* 0 Mar 19, 2024 Common Stock 430 Direct F2
transaction FISI Restricted Stock Unit Options Exercise $0 -582 -100% $0.00* 0 Mar 19, 2024 Common Stock 582 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
F2 Restricted stock units convert into shares of common stock on a one-for-one basis.