Baron Concors - Mar 15, 2024 Form 4 Insider Report for RB GLOBAL INC. (RBA)

Role
Chief Product & Tech. Officer
Signature
/s/ Maria Teresa Punsalan, attorney-in-fact for Baron Concors
Stock symbol
RBA
Transactions as of
Mar 15, 2024
Transactions value $
-$554,935
Form type
4
Date filed
3/19/2024, 05:46 PM
Previous filing
Mar 5, 2024
Next filing
May 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Tax liability -$468K -7.23K -21.15% $64.83 26.9K Mar 15, 2024 Direct F1
transaction RBA Common Shares Options Exercise +2.89K +10.71% 29.8K Mar 15, 2024 Direct F2, F3
transaction RBA Common Shares Options Exercise +34 +0.11% 29.9K Mar 15, 2024 Direct F2, F3
transaction RBA Common Shares Tax liability -$86.5K -1.15K -3.85% $75.26 28.7K Mar 15, 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Restricted Share Units (2023 RSUs) Options Exercise $0 -2.89K -33.46% $0.00 5.74K Mar 15, 2024 Common Shares 2.89K Direct F3
transaction RBA Dividend Equivalent Rights (2023 RSUs) Options Exercise $0 -34 -100% $0.00* 0 Mar 15, 2024 Common Shares 34 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Tax Withholding on the 2021 PSUs and DERs that vested on February 24, 2024.
F2 Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").
F3 Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.
F4 Tax Withholding on the 2023 RSUs and DERs that vested on March 15, 2024.