Gregory A. LaBerge - 10 Mar 2024 Form 4 Insider Report for Marcus & Millichap, Inc. (MMI)

Role
Chief Administrative Officer
Signature
/s/ Mark Cortell, as Attorney-in-Fact for Gregory A. LaBerge
Issuer symbol
MMI
Transactions as of
10 Mar 2024
Net transactions value
-$105,756
Form type
4
Filing time
12 Mar 2024, 21:26:42 UTC
Previous filing
13 Sep 2023
Next filing
14 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMI Common Stock Options Exercise +392 392 10 Mar 2024 Direct F1
transaction MMI Common Stock Tax liability $4,768 -140 -36% $34.06 252 10 Mar 2024 Direct F2
transaction MMI Common Stock Options Exercise +610 +242% 862 10 Mar 2024 Direct F1
transaction MMI Common Stock Tax liability $7,425 -218 -25% $34.06 644 10 Mar 2024 Direct F2
transaction MMI Common Stock Options Exercise +1,012 +157% 1,656 10 Mar 2024 Direct F1
transaction MMI Common Stock Tax liability $12,364 -363 -22% $34.06 1,293 10 Mar 2024 Direct F2
transaction MMI Common Stock Options Exercise +5,352 +414% 6,645 10 Mar 2024 Direct F1
transaction MMI Common Stock Tax liability $65,123 -1,912 -29% $34.06 4,733 10 Mar 2024 Direct F2
transaction MMI Common Stock Options Exercise +1,318 +28% 6,051 10 Mar 2024 Direct F1
transaction MMI Common Stock Tax liability $16,076 -472 -7.8% $34.06 5,579 10 Mar 2024 Direct F2
holding MMI Common Stock 5,012 10 Mar 2024 By Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMI Restricted Stock Units Options Exercise $0 -392 -100% $0.000000* 0 10 Mar 2024 Common Stock 392 Direct F1, F4
transaction MMI Restricted Stock Units Options Exercise $0 -610 -50% $0.000000 611 10 Mar 2024 Common Stock 610 Direct F1, F5
transaction MMI Restricted Stock Units Options Exercise $0 -1,012 -33% $0.000000 2,032 10 Mar 2024 Common Stock 1,012 Direct F1, F6
transaction MMI Restricted Stock Units Options Exercise $0 -5,352 -25% $0.000000 16,062 10 Mar 2024 Common Stock 5,352 Direct F1, F7
transaction MMI Restricted Stock Units Options Exercise $0 -1,318 -20% $0.000000 5,272 10 Mar 2024 Common Stock 1,318 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 11, 2024.
F3 Reflects the sale of shares by the Gregory & Meredith LaBerge TTEE Gregory A. LaBerge Trust.
F4 The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F5 The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F6 The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F7 The restricted stock units vest in five equal annual installments beginning March 10, 2023.
F8 The restricted stock units vest in five equal annual installments beginning March 10, 2024.