Stephen D. Kelley - Mar 1, 2024 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
President and CEO, Director
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Stock symbol
AEIS
Transactions as of
Mar 1, 2024
Transactions value $
$810,005
Form type
4
Date filed
3/5/2024, 07:14 PM
Previous filing
Feb 23, 2024
Next filing
Mar 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Tax liability $810K +8K +10.27% $101.20 86K Mar 1, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEIS Restricted Stock Units Award $0 +31.3K $0.00 31.3K Mar 1, 2024 Common Stock 31.3K $0.00 Direct F3
transaction AEIS Performance Units Award $0 +31.3K $0.00 31.3K Mar 1, 2024 Common Stock 31.3K $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of tax liability by withholding securities incident to vesting of restricted stock units.
F2 Represents 39,608 unvested restricted stock units and 46,349 shares of common stock.
F3 Employee restricted stock units granted 3/1/2024 under the Company's 2024 Long-Term Incentive Plan ("2024 LTI Plan"), which will vest in 3 equal installments beginning on the first anniversary of the grant date.
F4 These performance share awards were issued under the 2024 LTI Plan at 100% of target, have a 3-year vest period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.