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Signature
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/s/ James Herriott by Mark R. Busch, attorney-in-fact
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Stock symbol
-
EXAS
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Transactions as of
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Feb 26, 2024
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Transactions value $
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-$44,602
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Form type
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4
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Date filed
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2/28/2024, 07:38 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
EXAS |
Common Stock |
Options Exercise |
$0 |
+1.65K |
+22.78% |
$0.00 |
8.88K |
Feb 26, 2024 |
Direct |
F1 |
| transaction |
EXAS |
Common Stock |
Sale |
-$44.6K |
-784 |
-8.83% |
$56.89 |
8.1K |
Feb 27, 2024 |
Direct |
F2, F3 |
| holding |
EXAS |
Common Stock |
|
|
|
|
|
1.18K |
Feb 26, 2024 |
Held in 401(k) Plan |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
EXAS |
Restricted Stock Units |
Options Exercise |
$0 |
-1.65K |
-33.34% |
$0.00 |
3.3K |
Feb 26, 2024 |
Common Stock |
1.65K |
|
Direct |
F4, F5 |
| transaction |
EXAS |
Restricted Stock Units |
Award |
$0 |
+9.5K |
|
$0.00 |
9.5K |
Feb 26, 2024 |
Common Stock |
9.5K |
|
Direct |
F4, F6 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: