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Signature
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/s/ Jeffrey T. Elliott by Mark R. Busch, attorney-in-fact
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Stock symbol
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EXAS
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Transactions as of
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Feb 26, 2024
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Transactions value $
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-$154,172
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Form type
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4
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Date filed
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2/28/2024, 07:36 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
EXAS |
Common Stock |
Options Exercise |
$0 |
+5.7K |
+112.6% |
$0.00 |
10.8K |
Feb 26, 2024 |
Direct |
F1 |
| transaction |
EXAS |
Common Stock |
Sale |
-$154K |
-2.71K |
-25.18% |
$56.89 |
8.05K |
Feb 27, 2024 |
Direct |
F2, F3 |
| holding |
EXAS |
Common Stock |
|
|
|
|
|
1.59K |
Feb 26, 2024 |
Held in 401(k) Plan |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
EXAS |
Restricted Stock Units |
Options Exercise |
$0 |
-5.7K |
-33.34% |
$0.00 |
11.4K |
Feb 26, 2024 |
Common Stock |
5.7K |
|
Direct |
F4, F5 |
| transaction |
EXAS |
Restricted Stock Units |
Award |
$0 |
+4.75K |
|
$0.00 |
4.75K |
Feb 26, 2024 |
Common Stock |
4.75K |
|
Direct |
F4, F6 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: