Baron Concors - Feb 24, 2024 Form 4 Insider Report for RB GLOBAL INC. (RBA)

Role
Chief Product & Tech. Officer
Signature
/s/ Maria Teresa Punsalan, attorney-in-fact for Baron Concors
Stock symbol
RBA
Transactions as of
Feb 24, 2024
Transactions value $
$0
Form type
4
Date filed
2/27/2024, 06:22 PM
Previous filing
Feb 20, 2024
Next filing
Feb 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise +1.18K +7.5% 16.8K Feb 24, 2024 Direct F2, F3
transaction RBA Common Shares Options Exercise +17.3K +103% 34.2K Feb 24, 2024 Direct F2, F3
holding RBA Common Shares 1.22K Feb 24, 2024 Employee Stock Purchase Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Dividend Equivalent Rights (2021 PSUs) Options Exercise $0 -1.18K -100% $0.00* 0 Feb 24, 2024 Common Shares 1.18K Direct F3
transaction RBA Performance Share Units (2021 PSUs) Options Exercise $0 -17.3K -100% $0.00* 0 Feb 24, 2024 Common Shares 17.3K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes all Employee Stock Purchase Plan purchases through November 14, 2023.
F2 Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").
F3 Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 24, 2024, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable