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Signature
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/s/ James Herriott by Mark R. Busch, attorney-in-fact
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Stock symbol
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EXAS
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Transactions as of
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Feb 14, 2024
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Transactions value $
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-$23,821
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Form type
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4
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Date filed
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2/16/2024, 06:25 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
EXAS |
Common Stock |
Award |
$2.04K |
+68 |
+1.14% |
$30.02 |
6.03K |
Oct 31, 2023 |
Direct |
F1 |
| transaction |
EXAS |
Common Stock |
Options Exercise |
$0 |
+883 |
+14.64% |
$0.00 |
6.92K |
Feb 14, 2024 |
Direct |
F2 |
| transaction |
EXAS |
Common Stock |
Sale |
-$25.9K |
-421 |
-6.09% |
$61.43 |
6.49K |
Feb 15, 2024 |
Direct |
F3, F4 |
| holding |
EXAS |
Common Stock |
|
|
|
|
|
881 |
Feb 14, 2024 |
Held in 401(k) Plan |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
EXAS |
Restricted Stock Units |
Options Exercise |
$0 |
-883 |
-100% |
$0.00* |
0 |
Feb 14, 2024 |
Common Stock |
883 |
|
Direct |
F5, F6 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: