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Signature
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/s/ Sarah Condella by Mark R. Busch, attorney-in-fact
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Stock symbol
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EXAS
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Transactions as of
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Feb 14, 2024
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Transactions value $
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-$59,280
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Form type
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4
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Date filed
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2/16/2024, 06:21 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
EXAS |
Common Stock |
Options Exercise |
$0 |
+2.03K |
+2.93% |
$0.00 |
71.5K |
Feb 14, 2024 |
Direct |
F1 |
| transaction |
EXAS |
Common Stock |
Sale |
-$59.3K |
-965 |
-1.35% |
$61.43 |
70.5K |
Feb 15, 2024 |
Direct |
F2, F3 |
| holding |
EXAS |
Common Stock |
|
|
|
|
|
5.43K |
Feb 14, 2024 |
Held in 401(k) Plan |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
EXAS |
Restricted Stock Units |
Options Exercise |
$0 |
-2.03K |
-100% |
$0.00* |
0 |
Feb 14, 2024 |
Common Stock |
2.03K |
|
Direct |
F4, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: