RA CAPITAL MANAGEMENT, L.P. - 09 Feb 2024 Form 4 Insider Report for PepGen Inc. (PEPG)

Role
Director, 10%+ Owner
Signature
/s/ Peter Kolchinsky, Manager of RA Capital Management, L.P.
Issuer symbol
PEPG
Transactions as of
09 Feb 2024
Net transactions value
+$27,212,790
Form type
4
Filing time
13 Feb 2024, 16:33:35 UTC
Previous filing
08 Feb 2024
Next filing
14 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEPG Common Stock Purchase $27,212,790 +2,557,593 +39% $10.64 9,179,273 09 Feb 2024 See footnotes F1, F2
holding PEPG Common Stock 1,302,600 09 Feb 2024 See footnotes F2, F3
holding PEPG Common Stock 207,672 09 Feb 2024 See footnotes F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held directly by RA Capital Healthcare Fund, L.P. (the "Fund").
F2 RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund, RA Capital Nexus Fund II, L.P. (the "Nexus Fund"), and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.
F3 These securities are held directly by the Nexus Fund.
F4 These securities are held directly by the Account.

Remarks:

Dr. Joshua Resnick, a Managing Director of the Adviser, serves on the Issuer's board of directors.