Robert Janssen - 03 Feb 2024 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
SVP and CMO
Signature
/s/ ROBERT JANSSEN
Issuer symbol
DVAX
Transactions as of
03 Feb 2024
Net transactions value
-$41,885
Form type
4
Filing time
06 Feb 2024, 16:32:58 UTC
Previous filing
08 Jan 2024
Next filing
13 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Options Exercise +10,000 +20% 59,925 03 Feb 2024 Direct F1, F2
transaction DVAX Common Stock Tax liability $41,885 -4,043 -6.7% $10.36 55,882 05 Feb 2024 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Restricted Stock Unit Options Exercise -10,000 -100% 0 03 Feb 2024 Common Stock 10,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Code M: Exercise or conversion of derivative security
F2 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.
F3 Code F: Payment of exercise price or tax liability by delivering or withholding securities
F4 Shares withheld by Dynavax Technologies Corporation to satisfy tax withholding requirements on vesting of restricted stock units.