Nik Singhal - 31 Jan 2024 Form 4 Insider Report for BlackRock Capital Investment Corp

Role
President
Signature
/s/ Laurence D. Paredes as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
31 Jan 2024
Net transactions value
-$46,628
Form type
4
Filing time
02 Feb 2024, 15:12:31 UTC
Previous filing
02 Feb 2023
Next filing
20 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKCC Common Stock Options Exercise +12,080 +16% 86,998 31 Jan 2024 Direct F1, F2, F3, F4
transaction BKCC Common Stock Disposed to Issuer $46,628 -12,080 -14% $3.86 74,919 31 Jan 2024 Direct F1, F2, F3, F4
holding BKCC Common Stock 7,225 31 Jan 2024 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BKCC Phantom Shares Award $0 +18,278 $0.000000 18,278 31 Jan 2024 Common Stock 18,278 Direct F3, F5
transaction BKCC Phantom Shares Options Exercise -7,795 -50% 7,795 31 Jan 2024 Common Stock 7,795 Direct F1, F3
transaction BKCC Phantom Shares Options Exercise -4,285 -100% 0 31 Jan 2024 Common Stock 4,285 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
F2 As previously reported on a Form 4 dated February 5, 2021, the Reporting Person was granted phantom shares on January 31, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
F3 A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
F4 As previously reported on a Form 4 dated November 9, 2020, the Reporting Person was granted phantom shares on January 31, 2020 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
F5 These phantom shares vest in equal installments on each of the first three anniversaries of the award.