James Keenan - 31 Jan 2024 Form 4 Insider Report for BlackRock Capital Investment Corp

Role
Interim CEO, Chairman of the Board
Signature
/s/ Laurence D. Paredes as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
31 Jan 2024
Net transactions value
-$493,857
Form type
4
Filing time
02 Feb 2024, 15:11:07 UTC
Previous filing
02 Feb 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKCC Common Stock Options Exercise +127,942 +26% 617,945 31 Jan 2024 Direct F1, F2, F3, F4
transaction BKCC Common Stock Disposed to Issuer $493,857 -127,942 -21% $3.86 490,003 31 Jan 2024 Direct F1, F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BKCC Phantom Shares Award $0 +110,324 $0.000000 110,324 31 Jan 2024 Common Stock 110,324 Direct F3, F5
transaction BKCC Phantom Shares Options Exercise -25,328 -33% 50,656 31 Jan 2024 Common Stock 25,328 Direct F3, F4
transaction BKCC Phantom Shares Options Exercise -41,135 -50% 41,135 31 Jan 2024 Common Stock 41,135 Direct F1, F3
transaction BKCC Phantom Shares Options Exercise -61,479 -100% 0 31 Jan 2024 Common Stock 61,479 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As previously reported on a Form 4 dated February 2, 2022, the Reporting Person was granted phantom shares on January 31, 2022 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
F2 As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 31, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
F3 A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
F4 As previously reported on a Form 4 dated February 2, 2023, the Reporting Person was granted phantom shares on January 31, 2023 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
F5 These phantom shares vest in equal installments on each of the first three anniversaries of the award.