Mark C. Roualet - Jan 26, 2024 Form 4 Insider Report for GENERAL DYNAMICS CORP (GD)

Role
Executive Vice President
Signature
Nicholas R. Barnaby, by Power of Attorney
Stock symbol
GD
Transactions as of
Jan 26, 2024
Transactions value $
-$9,452,213
Form type
4
Date filed
1/30/2024, 03:41 PM
Previous filing
Mar 9, 2023
Next filing
Mar 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GD Common Stock Options Exercise $9.96M +73.3K +49.15% $135.85 223K Jan 26, 2024 Direct
transaction GD Common Stock Sale -$6.37M -24.2K -10.87% $263.43 198K Jan 26, 2024 Direct F1
transaction GD Common Stock Sale -$4.95M -18.7K -9.43% $264.60 180K Jan 26, 2024 Direct F2
transaction GD Common Stock Sale -$5.59M -21K -11.71% $265.59 159K Jan 26, 2024 Direct F3
transaction GD Common Stock Sale -$2.5M -9.39K -5.92% $266.59 149K Jan 26, 2024 Direct F4
holding GD Common Stock 9.99K Jan 26, 2024 401(k) Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GD Stock Options Options Exercise $0 -73.3K -100% $0.00* 0 Jan 26, 2024 Common Stock 73.3K $135.85 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale prices ranged from $262.935 to $263.89. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F2 Sale prices ranged from $263.99 to $264.975. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F3 Sale prices ranged from $265.015 to $265.895. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F4 Sale prices ranged from $266.025 to $266.973. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F5 Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
F6 Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent became exercisable on 03/02/2019.