Kevin Cureton - 23 Jan 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (SLSN)

Role
Chief Operating Officer
Signature
/s/ Jess Jankowski under UPA for Kevin Cureton
Issuer symbol
SLSN
Transactions as of
23 Jan 2024
Net transactions value
$0
Form type
4
Filing time
24 Jan 2024, 17:54:44 UTC
Previous filing
29 Dec 2023
Next filing
25 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NANX Common Stock Options Exercise $13,000 +25,000 +25% $0.5200 125,821 23 Jan 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NANX Common Stock (right to purchase) Disposed to Issuer $13,000 -25,000 -100% $0.5200 0 23 Jan 2024 Common Stock 25,000 $0.5200 Direct F1
holding NANX Common Stock (right to purchase) 50,000 23 Jan 2024 Common Stock 50,000 $0.4400 Direct F1
holding NANX Common Stock (right to purchase) 43,500 23 Jan 2024 Common Stock 43,500 $0.4200 Direct F1
holding NANX Common Stock (right to purchase) 50,000 23 Jan 2024 Common Stock 50,000 $0.6800 Direct F1
holding NANX Common Stock (right to purchase) 80,000 23 Jan 2024 Common Stock 80,000 $0.8200 Direct F1
holding NANX Common Stock (right to purchase) 16,500 23 Jan 2024 Common Stock 16,500 $0.5100 Direct F1
holding NANX Common Stock (right to purchase) 90,000 23 Jan 2024 Common Stock 90,000 $0.4500 Direct F1
holding NANX Common Stock (right to purchase) 90,000 23 Jan 2024 Common Stock 90,000 $4.17 Direct F1
holding NANX Common Stock (right to purchase) 72,000 23 Jan 2024 Common Stock 72,000 $1.16 Direct F1
holding NANX Common Stock (right to purchase) 12,600 23 Jan 2024 Common Stock 12,600 $0.6100 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.