David R. Dantzker - 19 Jan 2024 Form 4 Insider Report for SURMODICS INC (SRDX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 Jan 2024, 17:46:08 UTC
Prior SEC filing
13 Feb 2023
Next SEC filing
12 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John Manders, on behalf of David R. Dantzker

Key filing fact

David R. Dantzker filed Form 4 for SURMODICS INC (SRDX) on 23 Jan 2024.

Key facts

  • This page summarizes David R. Dantzker's Form 4 filing for SURMODICS INC (SRDX).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 23 Jan 2024, 17:46.

Change

  • Previous filing in this sequence was filed on 13 Feb 2023.
  • Current net transaction value: -$27.41.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SRDX transaction

Common Stock

Options Exercise

Transaction value
$94,171
Shares
+3,932
Change %
+11%
Price
$23.95
Shares after
40,094
Date
19 Jan 2024
Ownership
Direct
SRDX transaction

Common Stock

Tax liability

Transaction value
$94,199
Shares
-2,773
Change %
-6.9%
Price
$33.97
Shares after
37,321
Date
19 Jan 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SRDX transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-3,932
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,932
Exercise price
$23.95
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The amount beneficially owned includes 13,969 restricted stock units (RSUs) that vest on service-based vesting dates and 15,415 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.

Footnote F2

Fully vested.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .