Michael Overdorf - 11 Jul 2023 Form 4 Insider Report for Annexon, Inc. (ANNX)

Role
EVP & Chief Business Officer
Signature
/s/ Jennifer Lew, as Attorney-in-Fact
Issuer symbol
ANNX
Transactions as of
11 Jul 2023
Net transactions value
-$3,752
Form type
4
Filing time
23 Jan 2024, 16:58:39 UTC
Previous filing
21 Feb 2023
Next filing
14 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANNX Common Stock Sale $3,752 -978 -2.1% $3.84 45,802 11 Jul 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").
F2 This transaction was executed in multiple trades in prices ranging from $3.72 to $3.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3 Includes 33,559 RSUs.

Remarks:

Late filing being made as a result of an administrative oversight.