Andrew M. Saperstein - Jan 17, 2024 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Co-President
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Jan 17, 2024
Transactions value $
-$4,363,019
Form type
4
Date filed
1/19/2024, 04:15 PM
Previous filing
Nov 16, 2023
Next filing
Feb 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +63.6K +20.46% $0.00 374K Jan 17, 2024 Direct F1
transaction MS Common Stock Tax liability -$3.52M -41K -10.94% $85.97 333K Jan 17, 2024 Direct F2
transaction MS Common Stock Sale -$841K -10K -3% $84.13 323K Jan 19, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.12 to $84.165, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.