ANDREW M. SAPERSTEIN - 17 Jan 2024 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Co-President
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
17 Jan 2024
Transactions value $
-$4,363,019
Form type
4
Filing time
19 Jan 2024, 16:15:35 UTC
Previous filing
16 Nov 2023
Next filing
01 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +63.6K +20.46% $0.00 374K 17 Jan 2024 Direct F1
transaction MS Common Stock Tax liability -$3.52M -41K -10.94% $85.97 333K 17 Jan 2024 Direct F2
transaction MS Common Stock Sale -$841K -10K -3% $84.13 323K 19 Jan 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.12 to $84.165, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.