James P. Gorman - Jan 17, 2024 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Executive Chairman, Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Jan 17, 2024
Transactions value $
-$3,700,149
Form type
4
Date filed
1/19/2024, 04:11 PM
Previous filing
Jul 26, 2023
Next filing
Jan 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +63.2K +11.19% $0.00 628K Jan 17, 2024 Direct F1
transaction MS Common Stock Tax liability -$3.7M -43K -6.86% $85.97 585K Jan 17, 2024 Direct F2, F3
holding MS Common Stock 1.97K Jan 17, 2024 By 401(k) Plan
holding MS Common Stock 450K Jan 17, 2024 By Grantor Retained Annuity Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021 and January 20, 2022.
F3 Since the Reporting Person's last report, 450,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust.