James P. Gorman - 17 Jan 2024 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Executive Chairman, Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
17 Jan 2024
Net transactions value
-$3,700,149
Form type
4
Filing time
19 Jan 2024, 16:11:28 UTC
Previous filing
26 Jul 2023
Next filing
25 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +63,164 +11% $0.000000 627,741 17 Jan 2024 Direct F1
transaction MS Common Stock Tax liability $3,700,149 -43,040 -6.9% $85.97 584,701 17 Jan 2024 Direct F2, F3
holding MS Common Stock 1,972 17 Jan 2024 By 401(k) Plan
holding MS Common Stock 450,000 17 Jan 2024 By Grantor Retained Annuity Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021 and January 20, 2022.
F3 Since the Reporting Person's last report, 450,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust.