Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RXRX | Class A Common Stock | Sale | -$383K | -28K | -6.23% | $13.65 | 422K | Jan 9, 2024 | By Dean Y. Li 2021 Family Trust | F1, F2, F3 |
transaction | RXRX | Class A Common Stock | Sale | -$13.5K | -962 | -0.23% | $14.03 | 421K | Jan 9, 2024 | By Dean Y. Li 2021 Family Trust | F1, F3, F4 |
holding | RXRX | Class A Common Stock | 1.33M | Jan 9, 2024 | Direct | ||||||
holding | RXRX | Class A Common Stock | 1.42M | Jan 9, 2024 | By Dean Y. Li Revocable Trust |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | Sales are pursuant to a 10b5-1 trading plan established by the Trust on August 22, 2023. |
F2 | The sales price reported herein is a weighted average price. These shares were sold in multiple lots at prices ranging from $13 to $13.99 per share. Full sale price information for each lot is available to the Issuer's stockholders and the staff of the U.S. Securities and Exchange Commission upon their written request. |
F3 | The shares are held by the Dean Y. Li 2021 Family Trust, of which the Reporting Person's spouse serves as trustee. |
F4 | The sales price reported herein is a weighted average price. These shares were sold in multiple lots at prices ranging from $14 to $14.08 per share. Full sale price information for each lot is available to the Issuer's stockholders and the staff of the U.S. Securities and Exchange Commission upon their written request. |