Marc A. Greenberg - 06 Jan 2024 Form 4 Insider Report for HELIOS TECHNOLOGIES, INC. (HLIO)

Role
General Counsel and Secretary
Signature
Marc Greenberg
Issuer symbol
HLIO
Transactions as of
06 Jan 2024
Net transactions value
-$73,435
Form type
4
Filing time
09 Jan 2024, 16:46:32 UTC
Previous filing
05 Jan 2024
Next filing
30 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIO Common Stock Options Exercise $0 +3,968 +387% $0.000000 4,993 06 Jan 2024 Direct
transaction HLIO Common Stock Tax liability $73,435 -1,734 -35% $42.35 3,260 06 Jan 2024 Direct F1, F2
holding HLIO Common Stock 58 06 Jan 2024 By 401(k) Plan Trust F3
holding HLIO Common Stock 166 06 Jan 2024 By Spouse F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIO Restricted Stock Units Options Exercise $0 -3,968 -67% $0.000000 1,938 06 Jan 2024 Common Stock 3,968 $0.000000 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
F2 Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan.
F3 Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.
F4 The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.
F5 Each RSU represents the right to receive, following vesting, one share of Common Stock.
F6 Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.