| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GOOG | Class C Capital Stock | Sale | -$4M | -28.3K | -53.08% | $141.40 | 25K | Dec 28, 2023 | By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | |
| holding | GOOG | Class C Capital Stock | 59.3K | Dec 28, 2023 | Direct | ||||||
| holding | GOOG | Class C Google Stock Units | 41.2K | Dec 28, 2023 | Direct | F1 | |||||
| holding | GOOG | Class C Google Stock Units | 113K | Dec 28, 2023 | Direct | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class C capital stock for each share underlying the GSU as GSU vests. 1/12th of the GSU grant vested on March 25, 2022 and an additional 1/12th vests quarterly thereafter until fully vested, in each case subject to continued employment on the applicable vesting dates. |
| F2 | 1/6th of the GSU grant vested on June 25, 2023 and an additional 1/12th of the grant vests quarterly thereafter until fully vested, in each case subject to continuing employment on the applicable vesting dates. |
Transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 31, 2023.