Suzan Kereere - Dec 27, 2023 Form 4 Insider Report for FISERV INC (FI)

Role
EVP, Head of GBS
Signature
/s/ Eric C. Nelson (attorney-in-fact)
Stock symbol
FI
Transactions as of
Dec 27, 2023
Transactions value $
-$216,993
Form type
4
Date filed
12/28/2023, 06:50 PM
Previous filing
Jun 30, 2023
Next filing
Jan 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction FI Common Stock -Sell -$216,993 -1,633 -3.3% $132.88 47,792 Dec 27, 2023 Direct F1, F2

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan entered into on September 18, 2023, by the reporting person for estate and financial planning purposes.
F2 This transaction was executed in multiple trades at prices ranging from $132.71 to $133.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.