Oleg Mikulinsky - 22 Dec 2023 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Chief Information Officer
Signature
/s/ Oleg Mikulinsky
Issuer symbol
CCEL
Transactions as of
22 Dec 2023
Net transactions value
+$58,800
Form type
4
Filing time
28 Dec 2023, 17:00:15 UTC
Previous filing
05 Jan 2023
Next filing
14 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CCEL Common Stock 84,349 22 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCEL Stock Option Award $58,800 +10,000 $5.88 10,000 22 Dec 2023 Common Stock 10,000 $5.88 Direct F4
holding CCEL Stock Option 10,000 22 Dec 2023 Common Stock 20,000 $3.20 Direct
holding CCEL Stock Option 8,000 22 Dec 2023 Common Stock 8,000 $7.49 Direct
holding CCEL Stock Option 4,444 22 Dec 2023 Common Stock 4,444 $7.13 Direct
holding CCEL Stock Option 1,333 22 Dec 2023 Common Stock 1,333 $6.55 Direct
holding CCEL Stock Option 10,000 22 Dec 2023 Common Stock 10,000 $8.00 Direct F1
holding CCEL Stock Option 20,000 22 Dec 2023 Common Stock 20,000 $11.90 Direct F2
holding CCEL Stock Option 10,000 22 Dec 2023 Common Stock 10,000 $4.34 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options vest at a rate of 1/5 per year commencing on September 23, 2021.
F2 Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term.
F3 Stock options fully vest upon issuance.
F4 Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.