Venrock Healthcare Capital Partners III, L.P. - 26 Dec 2023 Form 3 Insider Report for KalVista Pharmaceuticals, Inc. (KALV)

Role: 10%+ Owner
Signature: Venrock Healthcare Capital Partners III, L.P., By: VHCP Management III, LLC, Its: General Partner, By: /s/ Sherman G. Souther, Authorized Signatory
Issuer symbol: KALV
Transactions as of: 26 Dec 2023
Net transactions value: $0
Form type: 3
Filing time: 28 Dec 2023, 16:28:18 UTC
Next filing: 29 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	KALV	Common Stock						3,573,714	26 Dec 2023	By Funds	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of (i) 845,086 shares held by Venrock Healthcare Capital Partners III, L.P. ("VHCP3"); (ii) 84,538 shares held by VHCP Co-Investment Holdings III, LLC ("VHCP Co-3"); and (iii) 2,644,090 shares held by Venrock Healthcare Capital Partners EG, L.P. ("VHCP EG").
F2	VHCP Management III, LLC ("VHCPM3") is the general partner of VHCP3 and the manager of VHCP Co-3 and may be deemed to beneficially own these shares. VHCP Management EG, LLC ("VHCPMEG") is the general partner of VHCPEG and may be deemed to beneficially own these shares. Bong Koh and Nimish Shah are the voting members of VHCPM3 and VHCPMEG and may be deemed to beneficially own these shares. Each of VHCPM3, VHCPMEG and Messrs. Koh and Shah expressly disclaims beneficial ownership over these shares except to the extent of its or his indirect pecuniary interest therein.

Content

Consists of (i) 845,086 shares held by Venrock Healthcare Capital Partners III, L.P. ("VHCP3"); (ii) 84,538 shares held by VHCP Co-Investment Holdings III, LLC ("VHCP Co-3"); and (iii) 2,644,090 shares held by Venrock Healthcare Capital Partners EG, L.P. ("VHCP EG").

VHCP Management III, LLC ("VHCPM3") is the general partner of VHCP3 and the manager of VHCP Co-3 and may be deemed to beneficially own these shares. VHCP Management EG, LLC ("VHCPMEG") is the general partner of VHCPEG and may be deemed to beneficially own these shares. Bong Koh and Nimish Shah are the voting members of VHCPM3 and VHCPMEG and may be deemed to beneficially own these shares. Each of VHCPM3, VHCPMEG and Messrs. Koh and Shah expressly disclaims beneficial ownership over these shares except to the extent of its or his indirect pecuniary interest therein.