Sigal Zarmi - 20 Dec 2023 Form 4 Insider Report for HashiCorp, Inc.

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
N/A
Transactions as of
20 Dec 2023
Net transactions value
$0
Form type
4
Filing time
22 Dec 2023, 17:29:12 UTC
Previous filing
06 Oct 2023
Next filing
11 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +430 +1.2% 35,561 20 Dec 2023 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +3,125 +8.8% 38,686 21 Dec 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -430 -100% $0.000000* 0 20 Dec 2023 Class A Common Stock 430 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -3,125 -17% $0.000000 15,625 20 Dec 2023 Class B Common Stock 3,125 Direct F2, F4
transaction HCP Class B Common Stock Options Exercise $0 +3,125 $0.000000 3,125 20 Dec 2023 Class A Common Stock 3,125 Direct F5
transaction HCP Class B Common Stock Conversion of derivative security $0 -3,125 -100% $0.000000* 0 21 Dec 2023 Class A Common Stock 3,125 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The RSUs vested on December 20, 2023.
F4 The remaining RSUs vest in five equal quarterly installments beginning on March 20, 2024.
F5 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.