Todd R. Ford - 20 Dec 2023 Form 4 Insider Report for HashiCorp, Inc.

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
N/A
Transactions as of
20 Dec 2023
Net transactions value
$0
Form type
4
Filing time
22 Dec 2023, 17:20:38 UTC
Previous filing
22 Sep 2023
Next filing
05 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +645 +1.4% 47,043 20 Dec 2023 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +6,250 +13% 53,293 21 Dec 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -645 -100% $0.000000* 0 20 Dec 2023 Class A Common Stock 645 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -6,250 -50% $0.000000 6,250 20 Dec 2023 Class B Common Stock 6,250 Direct F4, F5
transaction HCP Class B Common Stock Options Exercise $0 +6,250 +12% $0.000000 56,250 20 Dec 2023 Class A Common Stock 6,250 Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -6,250 -11% $0.000000 50,000 21 Dec 2023 Class A Common Stock 6,250 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The RSUs vested on December 20, 2023.
F4 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F5 The remaining RSUs vest on March 20, 2024.