Todd R. Ford - Dec 20, 2023 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 20, 2023
Transactions value $
$0
Form type
4
Date filed
12/22/2023, 05:20 PM
Previous filing
Sep 22, 2023
Next filing
Feb 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +645 +1.39% 47K Dec 20, 2023 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +6.25K +13.29% 53.3K Dec 21, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -645 -100% $0.00* 0 Dec 20, 2023 Class A Common Stock 645 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -6.25K -50% $0.00 6.25K Dec 20, 2023 Class B Common Stock 6.25K Direct F4, F5
transaction HCP Class B Common Stock Options Exercise $0 +6.25K +12.5% $0.00 56.3K Dec 20, 2023 Class A Common Stock 6.25K Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -6.25K -11.11% $0.00 50K Dec 21, 2023 Class A Common Stock 6.25K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The RSUs vested on December 20, 2023.
F4 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F5 The remaining RSUs vest on March 20, 2024.