Jay M. Short - Dec 20, 2023 Form 4 Insider Report for BioAtla, Inc. (BCAB)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short
Stock symbol
BCAB
Transactions as of
Dec 20, 2023
Transactions value $
$106,910
Form type
4
Date filed
12/20/2023, 06:27 PM
Previous filing
Nov 2, 2023
Next filing
Feb 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAB Common Stock Purchase $107K +50K +3.6% $2.14 1.44M Dec 20, 2023 Direct F1
holding BCAB Common Stock 794K Dec 20, 2023 By Spouse
holding BCAB Common Stock 259K Dec 20, 2023 By Carolyn Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 259K Dec 20, 2023 By Jay Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 302K Dec 20, 2023 By Capia IP, LLC
holding BCAB Common Stock 50 Dec 20, 2023 By Himalaya Parent LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The range of prices for the shares of Common Stock is from $2.02 to $2.215. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.
F2 The Reporting Person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The Reporting Person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.