Bradley Allen Kreger - 18 Dec 2023 Form 3 Insider Report for Velo3D, Inc. (VLDX)

Role
Interim CEO
Signature
/s/ Bernard Chung as attorney-in-fact for Bradley Allen Kreger
Issuer symbol
VLDX
Transactions as of
18 Dec 2023
Net transactions value
$0
Form type
3
Filing time
19 Dec 2023, 21:36:27 UTC
Previous filing
23 May 2022
Next filing
26 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VLD Common Stock 62,384 18 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VLD Restricted Stock Unit (RSU) 18 Dec 2023 Common Stock 467,148 Direct F1, F2
holding VLD Restricted Stock Unit (RSU) 18 Dec 2023 Common Stock 20,794 Direct F2, F3
holding VLD Restricted Stock Unit (RSU) 18 Dec 2023 Common Stock 805,866 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Restricted Stock Units ("RSUs") vest as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F2 Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F3 The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.
F4 The RSUs vest as to 1/4th of the total grant on November 15, 2024, and thereafter 1/12th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Remarks:

Exhibit 24 - Power of Attorney