Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RXST | Common Stock | Sale | -$349K | -8.72K | -2.49% | $40.01 | 341K | Dec 15, 2023 | See footnote | F1, F2, F3, F4 |
holding | RXST | Common Stock | 6.23K | Dec 15, 2023 | Direct | F5 | |||||
holding | RXST | Common Stock | 925 | Dec 15, 2023 | By fiance |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 12, 2023 by the Reporting Person. |
F2 | Represents the weighted average share price of an aggregate total of 8,715 shares sold in the price range of $40.00 to $40.075 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
F3 | Includes 31,250 shares reported as directly held by the Reporting Person in previous Form 4 filings. |
F4 | Shares held by the EJW Living Trust, for which the Reporting Person serves as trustee. |
F5 | Includes 2,943 shares of Common Stock acquired April 29, 2022, 1,282 shares of Common Stock acquired October 31, 2022 and 2,003 shares of Common Stock acquired April 30, 2023 under the Issuer's 2021 Employee Stock Purchase Plan. |