Chad Hagen - Dec 16, 2023 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
Chief Customer Officer
Signature
/s/ Jill Barnett, Attorney-in-fact
Stock symbol
STKL
Transactions as of
Dec 16, 2023
Transactions value $
-$25,289
Form type
4
Date filed
12/19/2023, 08:14 PM
Previous filing
Aug 21, 2023
Next filing
Jan 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +10K +8.86% 123K Dec 16, 2023 Direct F1, F2
transaction STKL Common Shares Tax liability -$25.3K -5.23K -4.25% $4.84 118K Dec 16, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Restricted Stock Units Options Exercise $0 -10K -33.33% $0.00 20K Dec 16, 2023 Common Shares 10K Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 Includes 547 shares acquired under the STKL stock purchase plan in August 2023 and 417 shares acquired under the STKL stock purchase plan in November 2023.
F3 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the issuance of Common Shares.
F4 The Restricted Stock Units vest in three equal annual installments beginning on December 16, 2023, subject to the continued employment of the reporting person through each such vesting date.
F5 The Restricted Stock Units do not have an expiration date.