Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RPM | Common Stock, $0.01 par value | Gift | $0 | -50K | -4.48% | $0.00 | 1.07M | Dec 15, 2023 | Direct | F1 |
holding | RPM | Common Stock, $0.01 par value | 15.6K | Dec 15, 2023 | By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12 | ||||||
holding | RPM | Common Stock, $0.01 par value | 3K | Dec 15, 2023 | As custodian for son | ||||||
holding | RPM | Common Stock, $0.01 par value | 5.02K | Dec 15, 2023 | By 401(k) Plan | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | RPM | Stock Appreciation Rights | 1.14M | Dec 15, 2023 | Common Stock | 1.14M | Direct | F3, F4 |
Id | Content |
---|---|
F1 | Includes an aggregate of 4,294 shares of Common Stock issued pursuant to the Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 99,686 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 31,550 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan. |
F2 | Approximate number of shares of Common Stock held as of December 15, 2023 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. |
F3 | No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5. |
F4 | Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2018 and 2023 and expire ten years from the date of grant. |