| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXST | Common Stock | Options Exercise | $312K | +20K | +872.98% | $15.60 | 22.3K | Dec 15, 2023 | Direct | F1 |
| transaction | RXST | Common Stock | Sale | -$787K | -20K | -89.72% | $39.35 | 2.29K | Dec 15, 2023 | Direct | F2, F3 |
| transaction | RXST | Common Stock | Sale | -$393K | -10K | -20.66% | $39.31 | 38.4K | Dec 15, 2023 | See footnote | F2, F4, F5 |
| transaction | RXST | Common Stock | Sale | -$393K | -10K | -26.04% | $39.32 | 28.4K | Dec 15, 2023 | See footnote | F2, F5, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXST | Stock Option (right to buy) | Options Exercise | $0 | -20K | -20.66% | $0.00 | 76.8K | Dec 15, 2023 | Common Stock | 20K | $15.60 | Direct | F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Includes 1,177 shares of Common Stock acquired April 29, 2022, 415 shares of Common Stock acquired October 31, 2022, 412 shares of Common Stock acquired April 30, 2023 and 287 shares of Common Stock acquired October 31, 2023 under the Issuer's 2021 Employee Stock Purchase Plan. |
| F2 | The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2023 by the Reporting Person. |
| F3 | Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $39.04 to $39.78 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F4 | Represents the weighted average share price of an aggregate total of 10,000 shares sold in the price range of $39.01 to $39.82 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Shares held by the Shelley B. Thunen Revocable Family Trust, as Amended, for which the Reporting Person serves as trustee. |
| F6 | Represents the weighted average share price of an aggregate total of 10,000 shares sold in the price range of $39.06 to $39.82 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F7 | Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2015 Equity Incentive Plan, as amended) through each applicable date, one forty-eighth (1/48th) of the shares subject to the option shall vest each month following the Vesting Commencement Date on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month). "Vesting Commencement Date" shall mean March 22, 2021. |