| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXST | Common Stock | Sale | -$401K | -10K | -2.38% | $40.12 | 411K | Dec 14, 2023 | See footnote | F1, F2, F3 |
| transaction | RXST | Common Stock | Sale | -$80.2K | -2K | -12.8% | $40.12 | 13.6K | Dec 14, 2023 | By spouse's trust | F1, F4, F5, F6 |
| holding | RXST | Common Stock | 7.08K | Dec 14, 2023 | By spouse | ||||||
| holding | RXST | Common Stock | 7.08K | Dec 14, 2023 | See footnote | F7 | |||||
| holding | RXST | Common Stock | 77K | Dec 14, 2023 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2023 by the Reporting Person and the Reporting Person's spouse. |
| F2 | Represents the weighted average share price of an aggregate total of 10,000 shares sold in the price range of $40.00 to $40.4554 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F3 | Shares held by Andy Corley Living Trust dated 7/17/2013, for which the Reporting Person serves as trustee. |
| F4 | Represents the weighted average share price of an aggregate total of 2,000 shares sold in the price range of $40.00 to $40.4554 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Shares reported as indirectly held by the Andy Corley Living Trust dated 7/17/2013 in previous Form 4 filings. |
| F6 | Shares held by the Juana McKay Living Trust, for which the Reporting Person's spouse serves as trustee. |
| F7 | Shares held by The Corley Foundation (the "Foundation"). The Foundation is a California nonprofit public benefit corporation. The Reporting Person may be deemed to share voting and investment power over the securities held by the Foundation. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein. |