Francesco S. Rossi - 13 Dec 2023 Form 4 Insider Report for PEAPACK GLADSTONE FINANCIAL CORP (PGC)

Role
SVP/Chief Accounting Officer
Signature
Francesco S. Rossi
Issuer symbol
PGC
Transactions as of
13 Dec 2023
Net transactions value
-$5,318
Form type
4
Filing time
18 Dec 2023, 16:49:07 UTC
Previous filing
26 Jun 2023
Next filing
22 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGC Common Stock Tax liability $5,318 -187 -5.1% $28.44 3,497 13 Dec 2023 Direct F1, F2
holding PGC Common Stock 4,449 13 Dec 2023 Employee Stock Purchase Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PGC Restricted Stock Units 3,711 13 Dec 2023 Common Stock 3,711 Direct F3, F4
holding PGC Restricted Stock Units 1,878 13 Dec 2023 Common Stock 1,878 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
F2 Includes shares received through dividend reinvestment since the last filing.
F3 Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F4 The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
F5 The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.