Clifton A. Payne - 12 Dec 2023 Form 4/A - Amendment Insider Report for GUARANTY BANCSHARES INC /TX/ (GNTY)

Signature
/s/ Shalene A. Jacobson, as attorney-in-fact
Issuer symbol
GNTY
Transactions as of
12 Dec 2023
Net transactions value
+$180,000
Form type
4/A - Amendment
Filing time
15 Dec 2023, 19:00:09 UTC
Date Of Original Report
12 Dec 2023
Previous filing
07 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNTY Common Stock Options Exercise $180,000 +8,250 +7.5% $21.82 118,250 12 Dec 2023 Direct
holding GNTY Common Stock 116,413 12 Dec 2023 Shares held through Individual Retirement Account
holding GNTY Common Stock 43,832 12 Dec 2023 By Issuer KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNTY Stock Option (right to buy) Options Exercise -8,250 -75% 2,750 12 Dec 2023 Common Stock 8,250 $21.82 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest ratably in annual installments over a period of ten (10) years from the grant date, 10/15/2014.
F2 Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan.