Clifton A. Payne - Dec 12, 2023 Form 4/A - Amendment Insider Report for GUARANTY BANCSHARES INC /TX/ (GNTY)

Signature
/s/ Shalene A. Jacobson, as attorney-in-fact
Stock symbol
GNTY
Transactions as of
Dec 12, 2023
Transactions value $
$180,000
Form type
4/A - Amendment
Date filed
12/15/2023, 07:00 PM
Date Of Original Report
Dec 12, 2023
Previous filing
Dec 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNTY Common Stock Options Exercise $180K +8.25K +7.5% $21.82 118K Dec 12, 2023 Direct
holding GNTY Common Stock 116K Dec 12, 2023 Shares held through Individual Retirement Account
holding GNTY Common Stock 43.8K Dec 12, 2023 By Issuer KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNTY Stock Option (right to buy) Options Exercise -8.25K -75% 2.75K Dec 12, 2023 Common Stock 8.25K $21.82 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest ratably in annual installments over a period of ten (10) years from the grant date, 10/15/2014.
F2 Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan.