Jeffrey H. Margolis - Dec 14, 2023 Form 4 Insider Report for Alignment Healthcare, Inc. (ALHC)

Role
Director
Signature
/s/ Christopher J. Joyce, as Attorney-in-Fact, for Jeffrey H. Margolis
Stock symbol
ALHC
Transactions as of
Dec 14, 2023
Transactions value $
-$10,152
Form type
4
Date filed
12/15/2023, 05:00 PM
Previous filing
Dec 7, 2023
Next filing
Mar 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALHC Common Stock Sale -$10.2K -1.2K -0.29% $8.46 417K Dec 14, 2023 See Footnote F1, F2
holding ALHC Common Stock 74.5K Dec 14, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F2 Represents securities held by the Margolis Family trust 12/23/98, of which Mr. Margolis is the trustee.